BANX Research | Milton Maxwell

BANX

ArrowMark Financial Corp.

22.21

+0.10+0.45%

Dec 16, 4:00:00 PM EST

Upcoming Earnings

Report date

≈ -/-

Earnings Call Transcripts

This Quarter (Q1 '26)

No earnings call transcript available yet

Last Quarter (Q4 '25)

No earnings call transcript available

Key Stats

Market Cap

158.37M

P/E (TTM)

8.11

Basic EPS (TTM)

2.74

Dividend Yield

0.08%

Recent Filings

8-K

BANX rights offering launched

1/28/26Jan 28, 2026

ArrowMark Financial Corp. launched a rights offering on January 22, 2026, issuing transferable rights to record date shareholders for up to 2,604,156 common shares at a 1-for-3 ratio, with over-subscription privileges. Rights expire February 18, 2026. Shareholders get priority access. Deal manager: UBS.

8-K

BANX prices $15M share offering

12/19/25Dec 19, 2025

ArrowMark Financial priced a registered direct offering of 673,249 common shares at $22.28 each on December 18, 2025, netting ~$15M before expenses, slightly above its $22.20 NAV. Shares deliver December 19. Proceeds fund investments per strategy. Accretive to shareholders.

8-K

ATM offering launched

12/16/25Dec 16, 2025

ArrowMark Financial Corp. launched an at-the-market offering on December 15, 2025, for up to $25,000,000 of common stock via ALPS Distributors, with UBS as sub-agent. Net proceeds will fund investments per its policy. Sales hinge on market conditions. Timing remains flexible.

8-K

Nasdaq compliance breach after director death

3/28/25Mar 28, 2025

ArrowMark Financial Corp. fell out of compliance with Nasdaq's audit committee rules after independent director Michael Stolper's death on March 21, 2025, leaving just two independents. Nasdaq granted a cure period until the earlier of the next annual meeting or March 21, 2026—or September 17, 2025, if sooner. The board hunts a replacement. Compliance slips can rattle investors.

8-K

Q3 income up, NAV slips

11/9/22Nov 9, 2022

ArrowMark Financial reported Q3 net investment income of $3.3 million ($0.46 per share), but net assets dipped to $147.3 million with NAV at $20.74 per share, down $0.20 from Q2 amid a $1.9 million realized and unrealized loss. The portfolio yield climbed to 11.85%, fueled by $17.9 million in new bank-related investments offset by $14.9 million in sales and paydowns. Leverage stayed low at 29% of assets. Yield rose sharply.

About

ArrowMark Financial Corp. is a closed-end balanced mutual fund launched and managed by ArrowMark Asset Management, LLC. It invests in public equity and fixed income markets of global region. For its equity portion, the fund invests in stocks of companies operating across financials, banks sectors. It invests in growth and value stocks of companies across diversified market capitalization. For its fixed income portion, the fund invests in debt and subordinated debt, structured notes and securities, regulatory capital securities which are rated below investment grade. ArrowMark Financial Corp. was formed on February 7, 2013 and is domiciled in the United States.

CEO

Mr. Sanjai Suryaji Bhonsle

IPO

11/7/2013

Website

https://ir.arrowmarkfinancialcorp.com/

Sector

Financial Services

Industry

Asset Management